JOB RESPONSIBILITIES:

• Establish, implement, and maintain the company’s legal and operational risk management framework.

• Review company contracts and consolidate applicable laws and regulations to manage compliance risks related to business operations and investments.

• Develop, implement, and monitor operational and regulatory risk controls.

• Identify, assess, and monitor risks associated with global investment activities across multiple jurisdictions.

• Track, interpret, and ensure compliance with evolving regulations from regulatory authorities including MAS, SEC, FCA, SFC, CSRC, and FSA Japan.

• Assess risks related to ownership thresholds, disclosure obligations, foreign investment restrictions, and reporting requirements across jurisdictions.

• Liaise with regulators, auditors, custodians, brokers, and fund administrators to ensure accurate cross-border filings and disclosures.

• Evaluate and oversee risks related to outsourcing arrangements, IT systems, data security, and business continuity planning.

• Design and implement risk monitoring tools and Key Risk Indicators (KRIs) for operational and regulatory risks.

• Prepare and present regular risk reports to senior management, highlighting emerging risks and regulatory developments.

• Promote a strong risk awareness culture through training and advisory support to internal teams.

• Monitor business functions to ensure compliance with applicable laws, regulations, investment guidelines, and internal policies.

• Review and prepare fund-related agreements, LFMC documentation, and board resolutions to ensure regulatory and corporate governance compliance.

JOB REQUIREMENTS:

• Minimum 3 years of operational risk management experience within financial institutions.

• Strong knowledge of regional and global regulatory requirements.

• Proven ability to provide practical, business-focused compliance and risk advice.

• Strong analytical and problem-solving skills.

• Excellent communication skills in English and Chinese.

• Background in Finance, Law, or a related field.

• High attention to detail with the ability to work independently.

• Relevant compliance or risk management certifications are an advantage.

• Candidates with a legal academic background are preferred.

• Bachelor’s degree in Finance, Law, Business Administration, or a related discipline.